Capabilities
Analyze how proposed rules, court decisions, and agency positions affect your business, then prepare comment letters and advocacy strategies
Determine which charter, license, or exemption fits your products, including state licensing and bank-partner models, then prepare applications and manage ongoing reporting
Structure, draft, and negotiate lending programs, receivables purchases, syndications, and bank-fintech agreements with regulatory analysis built in from the start
Assess and strengthen compliance management systems and governance for the current regulatory environment, including for nonprofits and funds
Manage inquiries from state attorneys general, state and federal regulators, and Congress, including written responses, witness preparation, and coordination with litigation counsel as needed
Manage regulatory due diligence for acquisitions, investments, and financings, flagging licensing, compliance, and partnership risks that affect price and structure
